Lucy McNulty

Following the Rules

Esplora le principali normative che modellano i servizi finanziari nel Regno Unito e nell'UE, con approfondimenti da figure influenti e mettendo in evidenza l'importanza della conformità nel settore.

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Behavioural risk experts Dr. Wieke Scholten and David Grosse outline where the banking sector and its regulators are going wrong in their approach to managing their cultural concerns

E74 • 35 mins • Dec 10, 2024

Episodi recenti

Dec 10, 2024

Behavioural risk experts Dr. Wieke Scholten and David Grosse outline where the banking sector and its regulators are going wrong in their approach to managing their cultural concerns

E74 • 35 mins

Nov 26, 2024

UK Finance's David Postings on what should follow the government's drive to bolster the City's growth and competitiveness, and why it's time for Meta to step up its efforts to combat fraud

E73 • 28 mins

Nov 12, 2024

Special episode: Smarsh's Shaun Hurst and Paul Taylor on the mistakes finance bosses are making in their efforts to better track non-financial misconduct within their workforce, and how to avoid them

E72 • 24 mins

Oct 29, 2024

Natixis' Britt Johnston and portfolio NED Tina Mavraki on the common mistakes finance bosses make when addressing conduct failings, and how regulators can stop cultural 'window dressing'

E71 • 35 mins

Oct 14, 2024

Former Standard Chartered global surveillance chief Emily Wright on banks' surveillance blind spots and how best to monitor them

E70 • 35 mins

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