FINRAのリーダーたちが、ブローカー・ディーラー業界に影響を与える重要な規制問題について議論します。業界の専門家からコンプライアンス、オペレーション、投資家教育に関する洞察を得ることができます。
Vendor Vigilance: Navigating Third-Party Risk
E173 • 18 mins • May 6, 2025
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